8th Annual Advanced Forum on Derivatives Reform


Practical Strategies to Manage Risk and Streamline Compliance in a Multi-Jurisdictional Regulatory Framework


Return to the office with the tools you need to seamlessly manage the most recent regulatory reforms, through timely sessions to help you:

• Plan for new international and domestic regulatory initiatives

• Gain practical advice on how to meet your new regulatory requirements for clearing, reporting, registration, and much more

• Understand how to incorporate compliance best practices in your risk management program to address increased surveillance and enforcement

• Participate in creative discussions with industry decision-makers to improve your approach to compliance and exceed the expectations of regulators

• Improve your operational efficiencies by benchmarking your programs against those of leading stakeholders


TARGETED TRAINING! Participate in the in-depth Working Groups for proven risk management strategies on timely subjects for all derivatives stakeholders:

A. Step-by-Step Guidelines to Address the Extra-Territorial Impact of Dodd-Frank

B. Effectiveness Testing to Prepare for Increased Surveillance and Enforcement


This event qualifies for CPD hours.


Reserve your place now and join us in Toronto to network with your peers and learn from leading regulators, practitioners, and international industry experts. Contact us by calling 1-877-927-7936, by fax at 1-877-927-1563 or online at www.CanadianInstitute.com/Derivatives.


We look forward to welcoming you to the conference in January!

Visitors

Who Will You Meet?

• Regulators
• General counsel, In house counsel, chief legal officers and corporate secretaries
• Lawyers in private practice with specialties in:
o Derivatives
o Securities and structured products
o Banking
o Insolvency
• Derivatives documentation specialists
• Financial product engineers
• Executives and managing directors in financial institutions
• Compliance officers and managers
• Credit specialists
• Risk management specialists
• Capital markets professionals
• Investment portfolio managers for regulated funds
• Mutual fund and pension fund investors and analysts
• Accountants advising financial institutions
• Counsel for energy and utilities

Exhibitors

n/a

Go to event website

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